PERM Stats for UBS SECURITIES LLC

There are 164 processed cases on this company.

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Certified (106)
Earliest
Apr 30, 2009
Latest
Jun 3, 2019
Denied (5)
Earliest
Jan 15, 2008
Latest
Oct 22, 2013
Withdrawn (4)
Earliest
Oct 11, 2007
Latest
Apr 10, 2012
Expired (49)
Earliest
Oct 11, 2007
Latest
Mar 8, 2013

Top 5 by country

Top 5 by state

Results
Case Number Decision
A-19045-73348 CERTIFIED
A-19038-70783 CERTIFIED
A-19020-64316 CERTIFIED
A-19018-63866 CERTIFIED
A-18344-50562 CERTIFIED
A-18330-44710 CERTIFIED
A-18289-29382 CERTIFIED
A-18264-20745 CERTIFIED
A-18262-19720 CERTIFIED
A-18249-15089 CERTIFIED
A-18243-13405 CERTIFIED
A-18145-79664 CERTIFIED
A-18145-79615 CERTIFIED
A-18137-76740 CERTIFIED
A-18042-42300 CERTIFIED
A-18040-41916 CERTIFIED
A-18026-35702 CERTIFIED
A-18018-32840 CERTIFIED
A-17337-16967 CERTIFIED
A-17288-98854 CERTIFIED
A-17193-62776 CERTIFIED
A-17156-46638 CERTIFIED
A-17130-36804 CERTIFIED
A-17130-36756 CERTIFIED
A-17037-99573 CERTIFIED
A-17025-95418 CERTIFIED
A-16344-79231 CERTIFIED
A-16336-76372 CERTIFIED
A-16333-75029 CERTIFIED
A-16307-67717 CERTIFIED
A-16271-56888 CERTIFIED
A-16267-55731 CERTIFIED
A-16210-37077 CERTIFIED
A-16210-37040 CERTIFIED
A-16161-19909 CERTIFIED
A-16134-10089 CERTIFIED
A-16126-06316 CERTIFIED
A-16092-92056 CERTIFIED
A-16069-82100 CERTIFIED
A-16067-81354 CERTIFIED
A-16062-79213 CERTIFIED
A-16041-71374 CERTIFIED
A-16029-67030 CERTIFIED
A-16029-67092 CERTIFIED
A-16019-62751 CERTIFIED
A-15357-54096 CERTIFIED
A-15337-46354 CERTIFIED
A-15198-99448 CERTIFIED
A-15197-98759 CERTIFIED
A-15169-88461 CERTIFIED
A-15156-83667 CERTIFIED
A-15156-83658 CERTIFIED
A-15155-82959 CERTIFIED
A-15027-45925 CERTIFIED
A-15022-44754 CERTIFIED
A-15006-39499 CERTIFIED
A-15006-39589 CERTIFIED
A-14350-35227 CERTIFIED
A-14225-97975 CERTIFIED
A-14212-94453 CERTIFIED
A-14204-91786 CERTIFIED
A-14160-76392 CERTIFIED
A-14160-76333 CERTIFIED
A-14160-76310 CERTIFIED
A-14160-76286 CERTIFIED
A-14160-76351 CERTIFIED
A-14155-75080 CERTIFIED
A-14135-69855 CERTIFIED
A-14135-69837 CERTIFIED
A-14135-69874 CERTIFIED
A-14114-63575 CERTIFIED
A-14049-42720 CERTIFIED
A-14028-36634 CERTIFIED
A-13329-18648 CERTIFIED
A-13295-03788 CERTIFIED
A-13255-96395 CERTIFIED
A-13219-86311 CERTIFIED
A-13193-79754 CERTIFIED
A-13178-75964 CERTIFIED
A-13169-72957 CERTIFIED
A-13155-68655 CERTIFIED
A-13129-62688 CERTIFIED
A-13067-46569 CERTIFIED
A-13032-36972 CERTIFIED
A-12296-09434 CERTIFIED
A-12278-04586 CERTIFIED-EXPIRED
A-12258-99347 CERTIFIED
A-12251-97430 CERTIFIED-EXPIRED
A-12251-97444 CERTIFIED-EXPIRED
A-12249-96786 CERTIFIED-EXPIRED
A-12249-96756 CERTIFIED-EXPIRED
A-12244-96048 CERTIFIED-EXPIRED
A-12244-96052 CERTIFIED-EXPIRED
A-12237-94021 CERTIFIED-EXPIRED
A-12221-89371 DENIED
A-12208-85904 CERTIFIED
A-12205-84642 CERTIFIED-EXPIRED
A-12193-81307 CERTIFIED
A-12178-76347 CERTIFIED
A-12102-53860 CERTIFIED-EXPIRED
A-12101-53198 CERTIFIED-EXPIRED
A-12101-53211 CERTIFIED
A-11333-20630 CERTIFIED-EXPIRED
A-11322-19157 CERTIFIED-EXPIRED
A-11297-13925 CERTIFIED-EXPIRED
A-11263-06805 CERTIFIED-EXPIRED
A-11230-00655 WITHDRAWN
A-11166-85843 CERTIFIED-EXPIRED
A-11157-83533 DENIED
A-11144-80587 CERTIFIED
A-11143-80241 CERTIFIED
A-11140-79767 CERTIFIED
A-11084-65897 CERTIFIED
A-11080-64464 CERTIFIED
A-11060-59006 CERTIFIED-EXPIRED
A-11048-56134 CERTIFIED-EXPIRED
A-11020-47454 CERTIFIED-EXPIRED
A-11006-44052 CERTIFIED-EXPIRED
A-11006-44355 CERTIFIED-EXPIRED
A-10350-39923 CERTIFIED-EXPIRED
A-10307-29688 CERTIFIED-EXPIRED
A-10298-27274 CERTIFIED-EXPIRED
A-10284-24477 CERTIFIED-EXPIRED
A-10278-23386 CERTIFIED-EXPIRED
A-10250-17747 CERTIFIED-EXPIRED
A-10236-15425 CERTIFIED-EXPIRED
A-10200-09098 CERTIFIED-EXPIRED
A-10076-90755 CERTIFIED
A-10028-83942 CERTIFIED
A-10027-83705 CERTIFIED
A-10025-83280 CERTIFIED
A-10014-81859 CERTIFIED
A-09355-78635 CERTIFIED
A-09350-77993 CERTIFIED
A-09348-77438 CERTIFIED
A-09337-76124 CERTIFIED-EXPIRED
A-09337-76131 CERTIFIED
A-09029-24394 CERTIFIED-EXPIRED
A-09009-19414 CERTIFIED-EXPIRED
A-08302-99944 CERTIFIED
A-08141-54096 CERTIFIED-EXPIRED
A-08136-52503 CERTIFIED-EXPIRED
A-08135-51954 CERTIFIED
A-08127-49312 CERTIFIED-EXPIRED
A-08126-48957 CERTIFIED-EXPIRED
A-08122-47846 CERTIFIED-EXPIRED
A-08102-41600 CERTIFIED-EXPIRED
A-08053-26464 CERTIFIED-EXPIRED
A-08029-18148 CERTIFIED-EXPIRED
A-08029-18176 WITHDRAWN
A-08008-11094 CERTIFIED-EXPIRED
C-07331-98848 CERTIFIED-EXPIRED
A-07310-92986 CERTIFIED-EXPIRED
A-07288-85630 CERTIFIED-EXPIRED
A-07206-60105 CERTIFIED-EXPIRED
A-07190-54371 WITHDRAWN
A-07190-54403 CERTIFIED-EXPIRED
A-07190-54457 DENIED
A-07151-41728 DENIED
A-07096-25503 DENIED
A-07092-23977 CERTIFIED-EXPIRED
A-07086-22695 CERTIFIED-EXPIRED
A-07082-21997 WITHDRAWN
A-07060-15617 CERTIFIED-EXPIRED
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